ELECTIVE COURSE
5 CPE credits are available for the successful completion of this course
Cost of course for ACI graduates and non-designation students – $750
While regulation may never be easy, this course offers straight talk, engaging exercises, and user-friendly resources to explore the multifaceted subject of captive regulation. Through technical and practical insights, participants will develop a foundational knowledge of the regulatory process as it applies to captive insurance companies.
The course examines the lifecycle of a captive—from cradle to grave—with a focus on communication, procedures, challenges, and pragmatic solutions. Participants will deepen their understanding through hands-on activities, peer collaboration, interactive live class sessions, pre-recorded lectures, and a high level of access to instructors throughout the course.
Key course takeaways:
- Explain the fundamentals of insurance regulation, and demonstrate how it applies to a captive insurance company.
- Apply this understanding to the successful development and implementation of a captive program starting with the licensing stage advancing through plan changes and examinations.
- Distinguish between information that is useful, and information that regulators need to effectively and efficiently perform their work.
- Utilize this knowledge to foster a good working relationship with regulators; anticipate information needs; and avoid miscommunication, confusion, delays, and poor outcomes.
Online Course with weekly instructor-led webconferences
In addition to readings and weekly assignments, students will be required to attend four webconference sessions and complete a final exam.
Registration Deadline: September 16, 2026 or until full
Course Schedule:
- Webconference one: Wednesday, September 23rd, from 12:00 – 1:15 pm ET
- Webconference two: Wednesday, September 30th, from 12:00 – 1:15 pm ET
- Webconference three: Wednesday, October 7th , from 12:00 – 1:15 pm ET
- Webconference four and Office Hour: Wednesday, October 14th, from 12:00 – 1:00 pm ET
Instructors for this offering are Ben Whitehouse and Mark Wiedeman
This course will be offered again in Fall 2027
For further details please contact at ICCIE at 802-651-9050 or [email protected]
International Center for Captive Insurance Education (ICCIE) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.