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Regulation of Captives

Registration Deadline: October 27, 2016 | Class: November 3, 2016 @ 2:30 pm - 3:45 pm

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Event Series Event Series: Regulation of Captives


5 CPE credits are available for the successful completion of this course

While regulation may never be easy, this course provides students with straight talk, engaging exercises, and easy to digest resources on the multifaceted subject of captive regulation. This course provides technical and practical insights to enable the student to develop a basic understanding of the regulation process as it relates to captive insurance companies. The material is presented through the examination of the lifecycle of a captive. This investigation looks at issues relevant at every stage of the captive – from cradle to grave. The course provides students opportunities to discuss communication, procedures, challenges, and solutions for regulating captive companies. Students are given the opportunity to gain insight into captive regulation through hands-on activities, collaboration with peers, and a high level of access to the instructors though interactive synchronous class sessions and instructor led pre-recorded lectures.

After completing the course student will be able to:

  • identify the documents required to license a captive and ensure they are complete.
  • demonstrate how the documents are used in the review process.
  • explain the importance of clear communication in the licensing process, identify ambiguities, and describe corrections.
  • identify problematic submissions and resolve them.
  • describe common problems associated with licensing.
  • apply principles from the course to analyze, evaluate, and create proper business plan change requests.
  • differentiate between properly designed business plan changes and poorly designed plans.
  • successfully evaluate a business plan change, analyze the plan, and recommend revisions in order to make an accurate business plan change request.
  • differentiate between voluntary and involuntary dissolution.
  • describe various ways a captive insurance company can become financially troubled.
  • apply the principles from the course to a troubled company, analyze options, and make recommendations for further actions.

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